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Bank Regulatory Compliance Officer

Hiring Company Industry: Financial Services
Number of Employees: 100 - 1,000 Employees
Total Compensation: $100K+
Reports to: Director of Compliance
Location: New York, NY

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JOB DESCRIPTION

Top-tier investment bank seeks a Bank Regulatory Compliance Officer.
Main Duties 
• Assisting in the management of bank examinations and regulatory inquiry coordination 
• Develop and manage various tracking to manage and report on bank examinations and inquiries 
• To track and monitor bank regulatory and legislative developments and prepare briefing memos 
• To assist in updating and drafting bank compliance policies and procedures 
• Provide some logistical and administrative support to the Bank Regulatory Compliance unit 
• Other ad hoc duties and activities as directed by the Director, Bank Regulatory Compliance 

Person Requirements 
Ideal candidate would have the following background and experience:
• 5 - 7 years total experience 
• 3 - 5 years experience at a US banking regulator, preferably the Federal Reserve 
• Current knowledge of internal processes, practices and proceedings at a US banking regulator, in particular conducting examinations 
• Strong communication and logistical management skills 
• Some investment banking knowledge and background 
• Knowledge of mass information delivery systems such as SharePoint and Intralinks 
• Good background in banking laws and regulations



 

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