Director of Compliance / Chief Compliance Officer

Director of Compliance – New York State

A well regarded wealth management firm seeks a Director of Compliance. Firm provides financial counseling to corporate executives and high net-worth individuals and families. Services provided to clients include financial planning, tax strategy, estate planning, and insurance strategies.

Candidates familiar with compliance procedures in these areas and with a strong background in compliance management will be considered. As CCO of the firm, the successful candidate will have a broad range of responsibilities and will be expected to possess knowledge of compliance procedures in all of the aforementioned areas.



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