Hedge Fund Compliance Officer

Our client is a nearly twenty year old SEC registered investment adviser and hedge fund manager with $3 billion in asset under management.

The firm seeks a Compliance professional to join the firm and work closely with the Chief Compliance Officer and General Counsel.

The Compliance professional will be involved with an array of responsibilities. 

He/she will develop and enhance policies and procedures; test, monitor and review business units; engage in portfolio surveillance; review and approve employee trading; respond to regulatory matters, prepare regulatory filings; and more.

The firm seeks a Compliance professional with 4-10 years of Compliance experience with a hedge fund, registered investment manager, or the asset management division of an investment bank.

This is a great opportunity to work with a successful, established and growing hedge fund.  Due to the size and structure of the firm you will also be able to make an important impact and contribution to the company and gain terrific hands-on experience.