Chief Compliance Officer

The Chief Compliance Officer is responsible for the development, implementation and monitoring the compliance activities for this Quantitative Institutional Investment Manager based in Boston.

The Chief Compliance Officer ensures that the firm remains in compliance with all applicable laws, rules and regulations governing operations and products. This position works closely with the Chief Operating Officer, General Counsel, Compliance Manager, and Audit Committee of the Board of Directors to ensure that the Company meets all regulatory requirements and that appropriate controls are in place.

This individual serves as the organization’s Chief Compliance Officer with responsibility for all aspects of the compliance program, including trading and investment practices, employee personal trading and proxy voting.

Must have a minimum of 7 years Compliance experience with an investment firm, a law firm or regulatory agency. Compliance experience must include the Investment Advisors Act of 1940 and the Investment Company Act of 1940. Requires extensive knowledge of SEC, CFTC/NFA rules. Experience with absolute return funds, registered investment companies and separately managed accounts. Bachelors degree preferably in Accounting, Business or Finance. A graduate degree or law degree is preferred. Excellent presentation, computer, communications, and interpersonal skills.