Search Over 35,000 Six Figure Jobs

Compliance Director
Windsor, CT

Job Description:

Key responsibilities include the development,implementation and enforcement of all Compliance policies and procedures pertaining to state and federal securities laws and FINRA Regulations. Work together with legal to manage regulatory inquiries and examinations. Primary compliance contact for the sales organization of the Retirement Services business.

Join now to learn more about this job!
PRIVACY & SECURITY
We do not sell or share your personal information, ever.
Privacy Policy
Cancellation / Refund Policy

Join FinanceLadder to Apply to:

Compliance Director


Windsor, CT

PERSONAL INFORMATION
First Name
*
Last Name
*
Email
*
ex: name@sample.com
Retype Email
*
Create Password
*
Password Tips

Min. 6 characters: use letters and
digits/special characters
Password Requirements
Minimum 6 characters
At least 1 digit or special character
At least 1 alphabetic character
Retype Password
*
Zip/Postal Code
*
I do not live in the US or Canada
2008 Earnings
*
SELECT MEMBERSHIP
All memberships are auto-renewed. Cancel any time.
FREE
BASIC
View Jobs and Post a Resume
$30
1 Month
View and Apply to Jobs and Contact Recruiters
$75
3 Months
(Save 16%)
View and Apply to Jobs and Contact Recruiters
$120
6 Months
(Save 33%)
View and Apply to Jobs and Contact Recruiters
$180
12 Months
(Save 50%)
View and Apply to Jobs and Contact Recruiters

* By joining TheLadders.com, you agree to TheLadders.com's Terms of Use and Privacy Policy.

Try FinanceLadder for Free!