This Senior Vice President - Compliance Position will support Capital Markets personnel associated with or otherwise within the purview of a registered broker dealer, to help ensure ongoing compliance with applicable rules and regulations. The SVCP will also assist business units to provide training and to establish the requisite regulatory framework for their expanding broker-dealer activity. In addition, the SVCP will assist in providing corporate compliance oversight for those Capital Markets personnel who report up through one of the three principal Capital Markets Centers of Excellence.