Vice President - Possession or Control
Jersey City, NJ
Job Description:
The Possession or Control group is responsible for ensuring the firm complies with SEC rule 15c3-3, the Customer Protection rule. The manager will play an integral role within Operations to identify regulatory exposures and to work with the respective groups within Operations to enhance their procedures to ensure regulatory compliance.
Join now to learn more about this job!
PRIVACY & SECURITY
Join FinanceLadder to Apply to:
Vice President - Possession or Control
Jersey City, NJ
WebPageID:11202-Signup Apply SEO job,1112